The Paradox of Airway Closure: From Protection to Pathology

Authors

  • Jan van Egmond

DOI:

https://doi.org/10.34257/LJMHR226753UK

Keywords:

airway closure, airway resistance, atelectasis, intra-thoracic pressure, mechanical ventilation, negative pressure ventilation, pleural pressure, positive pressure ventilation, ventilator induced lung injury

Abstract

Airway closure, first recognized by Laennec and later quantified in studies by Dollfuss, Hedenstierna and Hughes, represents a physiological phenomenon with far-reaching clinical consequences. While often overlooked in critical care, its role in promoting atelectasis, impaired gas exchange, and ventilator-induced lung injury is well established. The present narrative review revisits the fundamental physiology of airway closure, its exacerbation in anaesthesia and obesity, and its near-universality in mechanically ventilated ARDS patients. A reinterpretation of pleural pressure data from landmark studies, suggests that airway closure may be far more prevalent than currently appreciated. Strategies such as optimal PEEP and avoidance of high oxygen fractions are discussed, with emphasis on the urgent need for better integration of airway closure physiology into clinical practice. This article re-examines how positive airway pressure in combination with elevated intrathoracic pressure — the inevitable companion of positive pressure ventilation — underlies many of the adverse effects attributed to modern mechanical ventilation. By contrast, negative pressure ventilation, long abandoned, may offer physiological advantages worth reconsidering. The question we must now ask is: could a return to negative extra-thoracic pressure — or a hybrid model — prevent the very complications we have come to accept as inevitable?

References

Hedenstierna, McCarthy, Bergström (1976) Airway closure during mechanical ventilation. 2, 114-23. https://doi.org/10.1097/00000542-197602000-00003

Young, Harris, Vacchiano, Bodnar, Bukowy, Elliott, Migliarese, Ragains, Trethewey, Woodward, Gama de Abreu, Girard, Futier, Mulier, Pelosi, Sprung (2019) Lung-protective ventilation for the surgical patient: international expert panel-based consensus recommendations. 123(6), 898-913. https://doi.org/10.1016/j.bja.2019.08.017

Ghosh (2023) Computed tomography findings in bronchial asthma: quantification of air trapping and correlation with pulmonary function tests. 64(4), 1418-1421. https://doi.org/10.1177/02841851221135233

Milic-Emili, Torchio, D’Angelo (2007) Closing volume: a reappraisal (1967–2007). 99, 567–83. https://doi.org/10.1007/s00421-006-0389-0

Dollfuss, Milic-Emili, Bates (1967) Regional Ventilation of the Lung, Studied with Boluses of 133Xenon. 2, 234-46. https://doi.org/10.1016/0034-5687(67)90057-6

Hughes, Rosenzweig, Kivitz (1970) Site of airway closure in excised dog lungs: Histologic demonstration. 29, 340–344. https://doi.org/10.1152/jappl.1970.29.3.340

Clinical significance and measurement of closing capacity. https://derangedphysiology.com/main/cicm-primary-exam/required-reading/respiratory-system/Chapter%20055/clinical-significance-and-measurement-closing-capacity

Klassen, Eckert, Wong, Guyette, Harris, Thompson (2018) Ex-vivo modeling of perioperative air leaks in porcine lungs. 65, 2827-36.

Eckert, Harris, Wong, Thompson, Kassis, Tsuboi (2018) Preclinical quantification of air leaks in a physiologic lung model: Effects of ventilation modality and staple design. 11, 433-42.

Mulier, van Egmond, Beckers Perletti, van Peteghem, Desender, Debaerdemaeker (2026) Delayed Detection of Iatrogenic Pneumothorax After Port Catheter Insertion Under Positive Pressure Ventilation: a Case report.

Van Egmond, Mulier (2026) Why Do We Ignore Negative Pressure Ventilation in COPD?. https://doi.org/10.1016/j.chstcc.2026.100266

Borgmann, Schmidt, Goebel (2018) Dorsal recruitment with flow-controlled expiration (FLEX): an experimental study in mechanically ventilated lung-healthy and lung-injured pigs. 22, 245.

Barnes, Enk (2019) Ventilation for low dissipated energy achieved using flow control during both inspiration and expiration. 24, 5-12.

Behazin, Jones, Cohen, Loring (2010) Respiratory restriction and elevated pleural and esophageal pressures in morbid obesity. 108, 212–18. https://doi.org/10.1152/japplphysiol.91356.2008

Cheng, Jiang, Long, Yuan, Sun, Zhao, He (2024) Phenotypes of esophageal pressure response to the change of positive end-expiratory pressure in patients with moderate acute respiratory distress syndrome. 16(2), 979-988. https://dx.doi.org/10.21037/jtd-23-771

Van Egmond, Mulier (2024) Airway closure during mechanical ventilation of acute respiratory distress syndrome patients. https://doi.org/10.21037/jtd-24-636

Grasso, Stripoli (2018) Editorial: Transpulmonary Pressure–based Mechanical Ventilation in Acute Respiratory Distress Syndrome. 197, 977-8. https://doi.org/10.1164/rccm.201801-0132ED

Talmor, Sarge, Malhotra, O’Donnell, Ritz, Lisbon, Novack, Loring (2008) Mechanical Ventilation Guided by Esophageal Pressure in Acute Lung Injury. 359, 2095-104. https://doi.org/10.1056/NEJMoa0708638

Beitler, Talmor (2019) Strategies to adjust positive end-expiratory pressure in patients with ARDS. 322(6), 580–582. https://doi.org/10.1001/jama.2019.7888

Kassis, Loring, Talmor (2018) Should we titrate peep based on end-expiratory transpulmonary pressure?—yes. 6(19), 390. https://doi.org/10.21037/atm.2018.06.35

Gattinoni, Pesenti (2005) The concept of "baby lung". 31(6), 776-84. https://doi.org/10.1007/s00134-005-2627-z

Gibot, Conrad, Courte, Cravoisy (2021) Positive End-Expiratory Pressure Setting in COVID-19- Related Acute Respiratory Distress Syndrome: Comparison Between Electrical Impedance Tomography, PEEP/FiO2 Tables, and Transpulmonary Pressure. 8, 720920. https://doi.org/10.3389/fmed.2021.720920

Van Egmond, Kristensen, Mulier (2025) The emergence of the “baby lung”: a mechanical consequence of positive pressure ventilation and reduced pulmonary compliance. https://doi.org/10.21037/jtd-2025-1693

Yoshida, Engelberts, Otulakowski, Katira, Post, Ferguson, Brochard, Amato, Kavanagh (2018) Continuous Negative Abdominal Pressure Reduces Ventilator-induced Lung Injury in a Porcine Model. 129, 163-72. https://doi.org/10.1097/ALN.0000000000002236

Xiong, Xiao, Hong, Shen, Tao, Jin, Xu, Su, Zhan (2025) Negative extra-abdominal pressure (NEXAP)-based lung recruitment maneuver versus standard lung recruitment maneuver in the treatment of postoperative atelectasis after cardiac surgery: A single-center randomized controlled trial. https://doi.org/10.1016/j.jcrc.2025.155124

Conseil, Jaber, Galia, Molinari, Chanques, De Jong, Capdevila (2025) Neurally adjusted ventilatory assist in critical care patients with and without obesity: a prospective randomized crossover study. 15, 128. https://doi.org/10.1186/s13613-025-01552-x

Guérin (2013) Prone Positioning in Severe Acute Respiratory Distress Syndrome. 368, 2159-68. https://doi.org/10.1056/NEJMoa1214103

Rothen, Sporre, Engberg, Wegenius, Reber, Hedenstierna (1995) Prevention of atelectasis during general anaesthesia. 345, 1387-1391. https://doi.org/10.1016/S0140-6736(95)92595-3

Van Egmond, Booij, Mulier (2025) The role of pleural pressure on fluid dynamics and responsiveness. https://doi.org/10.1007/s00134-025-07820-5

(2000) Ventilation with lower tidal volumes as compared with traditional tidal volumes for acute lung injury and the acute respiratory distress syndrome. 342, 1301-8. https://doi.org/10.1056/NEJM200005043421801

The Paradox of Airway Closure: From Protection to Pathology

Downloads

Published

2026-06-17